Regulatory Compliance

Regulatory Compliance Consultants, Inc. (RCC)(www.floridamortgagecompliance.com) brings 30 years experience in the mortgage brokerage and lending field. The company, led by Senior Consultant and Certified Fraud Examiner David Barie, offers expertise in all areas of the mortgage industry. As a former Financial Specialist with the Department of Financial Services, Mr. Barie understands the complexity of complying with the State's regulatory requirements. He has experienced firsthand, the problems that face mortgage brokerage businesses and mortgage lenders trying to meet the standards of The Florida Mortgage Brokering and Lending Act. He understands the time and expense involved in staying compliant. He has seen the consequences companies have suffered by not meeting the standards when the State comes to audit. Some have not survived. He knows that most companies want to be in compliance, but do not have the resources to do so. Realizing the industry's needs, he has chosen to fill the gap between industry and the regulators by bringing his team's experience to work for you. Whether your needs are in the area of compliance, training, forms, fraud detection, licensing, corporation setup, quality control or just an answer to a question, you can rely on us for the right solution.

SERVICES OFFERED:

• Compliance audit of all files closed the prior month
• Compliance audit of books and records
• Fraud Detection
• Continual notification of changes in the statue
• Monitoring of quarterly reports
• Monitoring of continuing educational requirements of employees
• Consumer complaint review
• Assistance in resolving State actions
• Quality control audits
• Telephone consultation
• Licensing assistance
• Corporation setup assistance
• Compliance training of personnel
• Sales training and customer service training
• Seminar and conference presentations.

You may speak directly to a Compliance Officer at:

561-863-5752  

or email us compliance@themortgagecollege.com